Kenneth Lee is a registered investment advisor at LPL Financial LLC, based in Fremont, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3909A Decoto Road, Fremont, Fremont, CA, 94555
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth operates his LPL business through FB Investment Services and co-owns rental real estate. He also has a business entity, Leemann LLC, for tax and investment purposes, and spends minimal time on rental property management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bbva Securities INC.Broker
Bbva Wealth Solutions INC.
Bbva Compass Investment Solutions, INCBroker
Guaranty Brokerage Services, INC.Broker
State Registrations14 states
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