Albert Maixner is a registered investment advisor, based in St Louis, MO, with 15 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
St Louis, MO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stancorp Equities, INC.
February 2024 - Present · 2 yrs 8 mos
Stancorp Investment Advisers, INC.
February 2024 - Present · 2 yrs 8 mos
Stancorp Equities, INC.Broker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Principal Securities, INC.
June 2014 - September 2022 · 8 yrs 3 mos
Principal Securities, INC.Broker
June 2014 - September 2022 · 8 yrs 3 mos
Wells Fargo Advisors, LLC
June 2013 - April 2014 · 10 mos
Wells Fargo Advisors, LLCBroker
June 2013 - April 2014 · 10 mos
Edward Jones
October 2010 - March 2013 · 2 yrs 5 mos
Edward JonesBroker
October 2010 - March 2013 · 2 yrs 5 mos
Edward Jones
December 2009 - August 2010 · 8 mos
Edward JonesBroker
November 2009 - August 2010 · 9 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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