Jacob Willis is a registered investment advisor, based in Cincinnati, OH, with 17 years of industry experience.
Location
303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jacob provides business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options. This takes a few hours per week and is compensated via an override as a percentage of the management fee.
Employment History
Current Registrations
Touchstone Securities, LLC
Touchstone Advisors INC
Touchstone Securities, LLCBroker
Previous Registrations
Pacific Select Distributors, LLCBroker
Security Distributors, INC.Broker
Metlife Investors Distribution CompanyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.