AF
AF

Anthony Fata

13 Years of Experience
Bayside, NY
Broker

Anthony Fata is a registered investment advisor at Morgan Stanley, based in Bayside, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

Bayside, NY

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony works as a custodian, starting in May 2020. This activity is investment-related and does not take any time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2017 - Present · 8 yrs 8 mos
Morgan Stanley
November 2017 - Present · 8 yrs 8 mos
Morgan StanleyBroker
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2015 - October 2017 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2015 - October 2017 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
March 2015 - August 2015 · 5 mos
Wells Fargo Advisors, LLC
December 2011 - September 2013 · 1 yr 9 mos
Wells Fargo Advisors, LLCBroker
October 2010 - September 2013 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.