Jason Fain is a registered investment advisor at Edward Jones, based in Kohler, WI, with 16 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Kohler, WI
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Regulatory History (1)
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Criminal
January 2017Final Disposition
Employment History
Current Registrations
Edward Jones
November 2024 - Present · 1 yr 11 mos
Edward Jones
November 2024 - Present · 1 yr 11 mos
Edward JonesBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Gerber, LLC
April 2022 - October 2024 · 2 yrs 6 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2021 - October 2024 · 3 yrs 2 mos
Transamerica Capital, INC.Broker
December 2017 - December 2020 · 3 yrs
American Century Investment Services INC.Broker
September 2008 - July 2017 · 8 yrs 10 mos
State Registrations15 states
ALAZCAFLGAILMINCNMNVNYOHOKUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.