Michael Brennan is a registered investment advisor, based in Raleigh, NC, with 15 years of industry experience.
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Investment Group, INC.
January 2023 - Present · 3 yrs 4 mos
Capital Investment Group, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Capital Investment Advisory Services, LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Capital Investment Brokerage, INC.Broker
January 2023 - January 2023 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2021 - November 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2021 - November 2022 · 1 yr
Nexpoint Securities, INC.Broker
June 2018 - October 2021 · 3 yrs 4 mos
Bluerock Capital Markets LLCBroker
January 2016 - May 2018 · 2 yrs 4 mos
Realty Capital Securities, LLCBroker
February 2014 - January 2016 · 1 yr 11 mos
Laidlaw & Company (UK) LTD.Broker
April 2012 - November 2012 · 7 mos
Rodman & Renshaw, LLCBroker
March 2010 - April 2012 · 2 yrs 1 mo
Maxim Group LLCBroker
October 2008 - March 2010 · 1 yr 5 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.