Anthony Ursetti is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
401 Charmany Dr, Madison, WI, 53719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anthony works in investment services at First Business Bank as a DBA for LPL business, dedicating nearly full-time hours. He also serves as Vice President at First Business Bank, a non-investment related role, taking about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.Broker
Firstmerit Financial Services, INCBroker
Invest Financial CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.