Travis Brock
Travis Brock is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rhinelander, WI, with 17 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
1901 River Street, Rhinelander, WI, 54501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Travis is a notary public in Wisconsin since 2017, dedicating minimal time. He is also an advisory representative of a registered investment advisor (RIA) since 2018, spending about 10-20% of his time, and owns Helmstead Wealth Management LLC since 2019, dedicating nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Financial Fiduciaries, LLC
Advisors Management Group INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Boyd, CFP, ChFCCambridge Investment Research Advisors, INC.
- Kathleen Anderson, CFPCommonwealth Financial Network