Wallace Carriker
Wallace Carriker is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Louis, MO, with 17 years of industry experience. Wallace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
St. Louis, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wallace is a sole proprietor of a consulting business since 1998, dedicating minimal time as required by engagements. He is also a partner in a CPA firm and sole proprietor of Carriker Wealth Management, spending full-time hours on financial and investment services planning, and sells life and long-term care insurance as an insurance agent, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations1 state
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