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Christopher Small
16 Years of Experience
Napa, CA
1 DisclosureBroker
Christopher Small is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Napa, CA, with 16 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
880 Jefferson St, Napa, CA, 94559
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2012Withdrawn
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 5 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
November 2021 - February 2026 · 4 yrs 3 mos
U.S. Bancorp Investments, INC.
November 2021 - February 2026 · 4 yrs 3 mos
LPL Financial LLC
August 2016 - November 2021 · 5 yrs 3 mos
LPL Financial LLCBroker
August 2016 - November 2021 · 5 yrs 3 mos
J.P. Morgan Securities LLC
January 2014 - August 2016 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
January 2014 - August 2016 · 2 yrs 7 mos
Wells Fargo Advisors, LLC
March 2012 - January 2014 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
March 2012 - January 2014 · 1 yr 10 mos
Chase Investment Services CORP.
March 2011 - March 2012 · 1 yr
Chase Investment Services CORP.Broker
August 2010 - March 2012 · 1 yr 7 mos
John Thomas FinancialBroker
July 2009 - June 2010 · 11 mos
First Republic Securities Company, LLCBroker
October 2008 - March 2009 · 5 mos
State Registrations6 states
AZCAFLHINVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.