Veronica Kuznetsov is a registered investment advisor, based in Mission Viejo, CA, with 13 years of industry experience.
Location
Mission Viejo, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Veronica provides bookkeeping services to small business owners since 2022. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Cetera Advisors LLC
January 2024 - Present · 2 yrs 8 mos
Cetera Advisors LLCBroker
January 2024 - Present · 2 yrs 8 mos
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLC
October 2022 - Present · 3 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2022 - June 2023 · 8 mos
LPL Financial LLC
April 2018 - October 2022 · 4 yrs 6 mos
LPL Financial LLCBroker
April 2018 - October 2022 · 4 yrs 6 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2014 - February 2018 · 3 yrs 3 mos
National Planning CorporationBroker
June 2012 - February 2018 · 5 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.