Matthew Rivers is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5973 Avenida Encinas, Suite 202, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew operates under the DBA GRP Financial for his LPL business and is a Registered Investment Advisor Hybrid with RIA Global Retirement Partners. He also works with HUB International and Global Retirement Partners, LLC, dedicating full-time hours to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
Foundational Retirement Solutions LLC
Lincoln Financial Distributors, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.