Michael Varga is a registered investment advisor, based in Wheaton, IL, with 15 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Advisors LP
June 2020 - Present · 6 yrs 1 mo
First Trust Portfolios L.P.Broker
June 2020 - Present · 6 yrs 1 mo
First Trust Portfolios L.P.
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
CUNA Brokerage Services, INC.
January 2020 - June 2020 · 5 mos
CUNA Brokerage Services, INC.Broker
January 2020 - June 2020 · 5 mos
Varga Investments INC.
May 2018 - December 2019 · 1 yr 7 mos
Kovack Advisors, INC.
October 2016 - April 2018 · 1 yr 6 mos
Kovack Securities INC.Broker
October 2016 - April 2018 · 1 yr 6 mos
Midtown PartnersBroker
March 2016 - April 2016 · 1 mo
Wells Fargo Advisors, LLC
October 2014 - March 2015 · 5 mos
Wells Fargo Advisors, LLCBroker
October 2014 - March 2015 · 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2014 · 2 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2014 · 2 yrs 1 mo
Chase Investment Services CORP.
August 2010 - October 2012 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
August 2010 - October 2012 · 2 yrs 2 mos
New England Securities Corporation
November 2008 - August 2010 · 1 yr 9 mos
New England SecuritiesBroker
October 2008 - August 2010 · 1 yr 10 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.