DM
DM

Daniel Maclean

17 Years of Experience
Louisville, KY
Broker

Daniel Maclean is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1040 East Main Street, Louisville, KY, 40206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is an officer (Vice President) at Stock Yards Bank & Trust Company, where he works as a RJFS Financial Advisor. He also serves as an officer (Vice President) at Stock Yards Financial Services and Stock Yards Investment Services, dedicating about half of his time to each.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2011 - Present · 15 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
December 2008 - May 2011 · 2 yrs 5 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
October 2008 - May 2011 · 2 yrs 7 mos
State Registrations18 states
CACODCFLGAILINKYLAMAMONCNYOHORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Maclean - Financial Advisor | TrueAdvisor