Richard Fogal is a registered investment advisor, based in Arroyo Grande, CA, with 9 years of industry experience.
Location
Arroyo Grande, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Empower Advisory Group, LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Personal Capital Advisors Corporation
July 2019 - April 2023 · 3 yrs 9 mos
Edward Jones
June 2018 - November 2018 · 5 mos
Edward JonesBroker
May 2018 - November 2018 · 6 mos
PFS Investments INC.Broker
January 2009 - December 2010 · 1 yr 11 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.