TB
TB

Tracy Buisch

16 Years of Experience
Syracuse, NY
BrokerSells Insurance

Tracy Buisch is a registered investment advisor at Ameriprise Financial Services, LLC, based in Syracuse, NY, with 16 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

3504 James St, Syracuse, NY, 13206

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Tracy is an independent insurance broker with West Coast Life Insurance Company since May 2024, selling universal life insurance. This activity is insurance-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLC
August 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2009 - Present · 16 yrs 9 mos
State Registrations7 states
CAFLMINYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tracy Buisch - Financial Advisor | TrueAdvisor