Steven Gottlieb is a registered investment advisor at LPL Financial LLC, based in Oswego, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
94 East Bridge Street, Oswego, NY, 13126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steven is affiliated with Private Advisor Group and Harbor Summit Financial, LLC, providing investment advisory services and operating as a DBA for LPL business, dedicating full-time hours to these activities. Additionally, Steven owns a four-unit rental property, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Mcginn, Smith & CO., INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.