Nancy Guillen is a registered investment advisor, based in Morristown, TN, with 17 years of industry experience.
Location
301 E. 1st North St., Morristown, TN, 37814
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is an investment advisor representative at Creative Financial Designs. She is also a financial professional and owner at Southern Heritage Investments and Planning, where she engages in insurance sales.
Employment History
Current Registrations
Creative Financial Designs, INC.
September 2013 - Present · 12 yrs 8 mos
Cfd Investments, INC.Broker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Next Financial Group, INC.
July 2012 - August 2013 · 1 yr 1 mo
Next Financial Group, INC.Broker
July 2012 - August 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2009 - July 2012 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - July 2012 · 3 yrs 7 mos
State Registrations4 states
FLNYTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.