Richard Baker is a registered investment advisor at Morgan Stanley, based in New York, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1 New York Plaza, Corp Equity Solutions & Annuities/Insurance Review, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard owns Baker Woodshop, a retail/online store, and is a member of the Curriculum Committee for the Certified Equity Professional Institute of Santa Clara University. He spends about 10-20% of his time on Baker Woodshop and minimal time on the committee.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
E*trade Securities LLCBroker
State Registrations53 states
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