Kristine Pennington
Kristine Pennington is a registered investment advisor at LPL Financial LLC, based in Clover, SC, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clover, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristine operates Focused Wealth LLC and Wealth Wise, LLC as DBAs for her LPL business. She is also an agent for Sage Insurance & Future Planning Services selling non-variable insurance, dedicating minimal time, and is involved with Family Financial, LLC focusing on property and casualty insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
W&s Brokerage Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.