Denise Yi is a registered investment advisor, based in Beverly Hills, CA, with 17 years of industry experience.
Location
Citi Private Bank, 407 N. Maple Drive, Suite 150, Beverly Hills, CA, 90210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Denise is affiliated with JKDY Investments LLC, a restaurant business, since 2021. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
August 2012 - Present · 13 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2012 - Present · 13 yrs 9 mos
Citigroup Global Markets INC.
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Hsbc Securities (USA) INC.
March 2009 - August 2012 · 3 yrs 5 mos
Hsbc Securities (USA) INC.Broker
December 2008 - August 2012 · 3 yrs 8 mos
State Registrations14 states
CACOCTDCDEFLMNNJNVNYPRSDWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.