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Scott Wiegal

17 Years of Experience
Salem, OR
Broker

Scott Wiegal is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salem, OR, with 17 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3550 Liberty Rd S Ste 210, Salem, OR, 97302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott owns Wiegal Wealth Management, where income from the franchise flows through an LLC for payroll. He also co-owns Dongal LLC and is involved with Wiegal in various roles, including treasurer, board member, and finance committee member.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2015 - Present · 10 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Ameriprise Financial Services, LLC
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Jhs Capital Advisors, LLCBroker
November 2012 - August 2015 · 2 yrs 9 mos
Jhs Capital Advisors, LLC
November 2012 - August 2015 · 2 yrs 9 mos
Transamerica Financial Advisors, INCBroker
January 2012 - November 2012 · 10 mos
Transamerica Financial Advisors, INC.
January 2012 - November 2012 · 10 mos
Investment Advisors International, INC.
April 2009 - January 2012 · 2 yrs 9 mos
World Group Securities, INC.Broker
October 2008 - January 2012 · 3 yrs 3 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Wiegal - Financial Advisor | TrueAdvisor