Thomas Farrington is a registered investment advisor at Morgan Stanley, based in Pittsburgh, PA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One PPG Place, Suite1300, Pittsburgh, PA, 15222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2018 - Present · 7 yrs 6 mos
Morgan StanleyBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Bay Crest Partners, LLCBroker
December 2015 - September 2018 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
May 2014 - May 2015 · 1 yr
Macro Risk Advisors LLCBroker
August 2013 - April 2014 · 8 mos
Sg Americas Securities, LLCBroker
March 2009 - August 2013 · 4 yrs 5 mos
State Registrations20 states
AKARAZCAFLGAHIINKSMDMONJNYOHPASCTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.