SF
SF

Steven Farkas

16 Years of Experience
Princeton, NJ
Broker

Steven Farkas is a registered investment advisor at Blackrock Investment Management, LLC, based in Princeton, NJ, with 16 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 University Square Drive, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a board member for Artists Striving to End Poverty (ASTEP), a non-profit organization. He dedicates a few hours per week to strategic planning, fundraising, and providing guidance to the organization's management.

Employment History
Current Registrations
Blackrock Investment Management, LLC
July 2009 - Present · 16 yrs 10 mos
Blackrock Investments, LLCBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
J.P. Morgan Securities INC.Broker
April 2009 - July 2009 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Farkas - Financial Advisor | TrueAdvisor