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Daniel Luna

Wells Fargo Advisors
17 Years of Experience
Kissimmee, FL
2 DisclosuresBroker
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Daniel Luna is a registered investment advisor at Wells Fargo Advisors, based in Kissimmee, FL, with 17 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1222 E Vine St, Kissimmee, FL, 34744

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
Criminal
July 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
December 2020 - Present · 5 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
February 2014 - December 2020 · 6 yrs 10 mos
Cetera Investment Services LLC
September 2013 - February 2014 · 5 mos
Cetera Investment Services LLCBroker
September 2013 - December 2020 · 7 yrs 3 mos
Next Financial Group, INC.
June 2012 - September 2013 · 1 yr 3 mos
Next Financial Group, INC.Broker
June 2012 - September 2013 · 1 yr 3 mos
First Command Financial Planning, INC.
August 2009 - June 2012 · 2 yrs 10 mos
First Command Financial Planning, INC.Broker
August 2009 - June 2012 · 2 yrs 10 mos
Intersecurities, INC.Broker
November 2008 - August 2009 · 9 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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