Adam Hartz
Adam Hartz is a registered investment advisor at Victory Financial, based in Arnold, MO, with 17 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,937 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Victory Financial Group offers investment management and wealth management services for an annual fee based on the amount of your portfolio. This fee varies between 0.50% and 1.50%, depending on the size and composition of your portfolio, and the type and amount of services rendered. The investment advisor representatives determine the fee charged to the client, so clients can pay a higher fee than another representative would charge under similar circumstances. If a third-party independent manager is engaged for the management of your assets, this fee shall be inclusive of any third-party independent management fees. Clients for whom Victory manages held-away assets through their third-party platform shall be charged up to an additional 0.30% platform fee.
Location
Arnold, MO
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Regulatory History (1)
Customer Dispute
May 2015Other Business ActivitiesSells Insurance
Adam sells health insurance, dedicating minimal time to this activity. He also serves as a campus elder at Canaan Baptist Church, spending a few hours per week.
Employment History
Current Registrations
Victory Financial
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.