Lorraine Sim is a CFP-designated registered investment advisor, based in Aiea, HI, with 17 years of industry experience. Lorraine is also registered as a broker, so some compensation may come from commissions on products sold.
Location
98-1059 Moanalua Road, Aiea, HI, 96701
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Regulatory History (2)
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Customer Dispute
December 2016Denied
Customer Dispute
October 2015Denied
Other Business Activities
Lorraine is a partial owner and limited partner in Grand Stoneman Partnership, LP, a rental real estate business, since 2014. She has no active involvement and dedicates no time to this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 1 yr 2 mos
Cetera Investment Services LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Bankoh Advisors
November 2018 - August 2025 · 6 yrs 9 mos
Bankoh Investment Services, INC.Broker
September 2018 - August 2025 · 6 yrs 11 mos
J.P. Morgan Securities LLCBroker
May 2013 - September 2018 · 5 yrs 4 mos
J.P. Morgan Securities LLC
May 2013 - September 2018 · 5 yrs 4 mos
Bancwest Investment Services, INC.Broker
December 2011 - April 2013 · 1 yr 4 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
December 2011 - April 2013 · 1 yr 4 mos
Essex National Securities, INC.
February 2010 - December 2011 · 1 yr 10 mos
Essex National Securities, INC.Broker
February 2010 - December 2011 · 1 yr 10 mos
LPL Financial Corporation
January 2009 - February 2010 · 1 yr 1 mo
LPL Financial CorporationBroker
December 2008 - February 2010 · 1 yr 2 mos
State Registrations12 states
AZCAFLHIKYNCNVNYORTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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