Scott Brown is a registered investment advisor at Rai Wealth, based in Naperville, IL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 414 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
The annual fee may require a Model Administration fee of 0.10%, resulting in an initial total fee of up to 1.35%.
Fee Estimator
Location
1700 Park Street, Suite 106, Naperville, IL, 60563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a 5% investor in a wholesale dairy business that is no longer operating, serves as a councilman for the City of Wheaton, and is a life and health insurance agent/broker, dedicating a few hours per week. He also serves on advisory councils for Meier Clinics and Wheaton College, and is involved with SB Capital Management, LLC and Brown Wealth Management, LLC dba RAI Wealth Management, where he spends nearly full-time hours.
Employment History
Current Registrations
Rai Wealth
Private Client Services, LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
Advantage Investment Management, LLC
National Planning CorporationBroker
Waterstone Financial Group, INC.Broker
State Registrations14 states
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