LS
LS

Laquita Smith

17 Years of Experience
Birmingham, AL
Broker

Laquita Smith is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
October 2009 - February 2013 · 3 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2009 - February 2013 · 3 yrs 4 mos
Colonial Asset Management INC
June 2009 - October 2009 · 4 mos
Colonial Brokerage, INC.Broker
December 2008 - October 2009 · 10 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.