Nicolas Rich is a registered investment advisor at LPL Financial LLC, based in El Paso, TX, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
El Paso, TX
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Regulatory History (1)
Employment Separation After Allegations
January 2017Other Business Activities
Nicolas owns multiple rental real estate properties since 2019 and 2020. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
TD Ameritrade, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.