Kevin Bostory is a registered investment advisor, based in Greenwood Village, CO, with 16 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History (2)
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Customer Dispute
December 2015Settled
Customer Dispute
December 2014Settled
Other Business Activities
Kevin is the sole owner of a rental property since 2022, spending minimal time on it each month. This activity is not investment-related.
Employment History
Current Registrations
Empower Financial Services, INC.
September 2023 - Present · 2 yrs 8 mos
Empower Advisory Group, LLC
September 2023 - Present · 2 yrs 8 mos
Empower Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2023 - August 2023 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2023 - August 2023 · 7 mos
Charles Schwab & CO., INC.
February 2022 - November 2022 · 9 mos
Charles Schwab & CO., INC.Broker
January 2022 - November 2022 · 10 mos
TD Ameritrade, INC.
February 2018 - October 2022 · 4 yrs 8 mos
TD Ameritrade, INC.Broker
February 2018 - November 2022 · 4 yrs 9 mos
TD Ameritrade Investment Management, LLC
February 2018 - November 2022 · 4 yrs 9 mos
Scottrade Investment Management
January 2017 - February 2018 · 1 yr 1 mo
Scottrade, INC.Broker
September 2014 - February 2018 · 3 yrs 5 mos
National Securities CorporationBroker
September 2012 - September 2014 · 2 yrs
Park Avenue Securities LLC
February 2010 - July 2012 · 2 yrs 5 mos
Park Avenue Securities LLCBroker
March 2009 - July 2012 · 3 yrs 4 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.