Keith Wicklund
Keith Wicklund is a registered investment advisor at Harbour Investments, INC., based in Roscoe, IL, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
11720 Main Street, Roscoe, IL, 61073
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith owns Schlitz Rental Property and WAK, Inc. for tax/investment purposes, dedicating minimal time to each. He is also listed as beneficiary on trust accounts and acts in a fiduciary capacity, spending minimal time on securities trading, and is an independent insurance agent, potentially including Equity Indexed Annuities. Finally, Keith is the secretary and volunteer treasurer/record keeper for Elev815.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
Cornerstone Wealth Management, LLC
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
State Registrations3 states
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