Charles Chapman is a registered investment advisor, based in Troy, AL, with 17 years of industry experience.
Location
1000 Us Highway 231 South, Troy, AL, 36081
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a part owner of Chapman Corporation and Chapman Properties, both involved in commercial property leasing. He also has ownership of a condo and lot under Chapman and Singley LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Morgan Stanley
December 2009 - April 2018 · 8 yrs 4 mos
Morgan StanleyBroker
December 2009 - April 2018 · 8 yrs 4 mos
Morgan Keegan & Company, INC.
January 2009 - November 2009 · 10 mos
Morgan Keegan & Company, INC.Broker
December 2008 - November 2009 · 11 mos
State Registrations18 states
ALCACOFLGAIDILKYLAMOMSNCNVSCTNVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.