BK
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Brian Keich

17 Years of Experience
Jim Thorpe, PA
BrokerSells Insurance

Brian Keich is a registered investment advisor at Cetera Investment Advisers LLC, based in Jim Thorpe, PA, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1202 North St, Jim Thorpe, PA, 18229

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian sells life insurance, annuities, and long-term care as an insurance agent, dedicating full-time hours to this activity. He also serves as a division manager for Mauch Chunk Trust Wealth Management, spending full-time hours managing trust department employees and executing strategies.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2021 - June 2023 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
March 2011 - October 2020 · 9 yrs 7 mos
M&t Securities, INC.Broker
November 2008 - January 2011 · 2 yrs 2 mos
State Registrations5 states
FLPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Keich - Financial Advisor | TrueAdvisor