Cindy Martinez is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2022 - July 2022 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - July 2022 · 3 yrs 3 mos
Ally Invest Securities LLCBroker
September 2012 - November 2017 · 5 yrs 2 mos
Zecco Trading, INC.Broker
November 2009 - December 2012 · 3 yrs 1 mo
State Registrations46 states
AKARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.