Robert Wright is a registered investment advisor, based in Rochester, NY, with 17 years of industry experience.
Location
225 Chestnut St, Rochester, NY, 14604
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert operates ESL Investment Services as a DBA for his LPL business. He also engages in non-variable insurance activities through ESL INVESTMENT SERVICES LLC, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLC
October 2019 - Present · 6 yrs 7 mos
Esl Investment Services, LLC
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLCBroker
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
CUNA Brokerage Services, INC.
December 2016 - September 2019 · 2 yrs 9 mos
CUNA Brokerage Services, INC.Broker
December 2016 - September 2019 · 2 yrs 9 mos
Key Investment Services LLCBroker
July 2012 - December 2016 · 4 yrs 5 mos
Hsbc Securities (USA) INC.Broker
November 2008 - July 2012 · 3 yrs 8 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.