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Thomas Shultz

Realta Investment Advisors, INC
12 Years of Experience
Franklin, TN
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Shultz is a registered investment advisor at Realta Investment Advisors, INC, based in Franklin, TN, with 12 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 1,231 clients with $390M in assets under management.

Realta Investment Advisors, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
1,231 clients
Average Client Portfolio
$313K average
Assets Under Management
$385.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annualized fee is 2.50%. Fees are negotiable at the discretion of the firm or financial advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

840 Crescent Centre Drive, Suite 530, Franklin, TN, 37067

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2026
Pending
Customer Dispute
December 2025
Pending
Customer Dispute
December 2025
Pending
Customer Dispute
April 2023
Settled
Customer Dispute
May 2022
Settled
Customer Dispute
July 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is involved in several businesses, including LyfeBeast LLC, LyfeAdvisors, SRO LLC, HomeSmart, Gordon Marketing, AZMedicare, and Realta Investment Advisors, Inc. Many of these roles involve significant time commitments and include activities related to insurance sales and investment advisory services.

Employment History
Current Registrations
Realta Investment Advisors, INC
July 2023 - Present · 3 yrs 3 mos
Realta Equities, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Titan Securities
September 2021 - June 2023 · 1 yr 9 mos
Titan SecuritiesBroker
February 2021 - June 2023 · 2 yrs 4 mos
Coastal Investment Advisors
July 2018 - January 2021 · 2 yrs 6 mos
Coastal Equities, INC.Broker
June 2018 - January 2021 · 2 yrs 7 mos
Investment Advisors
July 2014 - June 2017 · 2 yrs 11 mos
Proequities, INC.Broker
June 2014 - June 2017 · 3 yrs
MML Investors Services, LLCBroker
January 2011 - June 2011 · 5 mos
Proequities, INC.Broker
July 2010 - October 2010 · 3 mos
Uvest Financial Services Group, INC.Broker
August 2009 - May 2010 · 9 mos
State Registrations24 states
AZCACODCDEFLGAIDINKSMDMEMIMONJNVNYORPASDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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