Brian Swensen
Brian Swensen is a registered investment advisor at Cetera Investment Advisers LLC, based in Hingham, MA, with 16 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
175 Derby Street, Suite 36, Hingham, MA, 02043
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian works as an advisor at McConnell & Co., Inc. Wealth Management, dedicating nearly full-time hours to client service, investment and insurance recommendations, trading, and other related activities. Brian also works as an agent for Avantax Insurance Agency and/or Avantax Insurance Services, spending minimal time on insurance sales and service.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations11 states
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