Sarah Cathey is a registered investment advisor, based in Leawood, KS, with 16 years of industry experience.
Location
4200 W 115th Street, Suite 210, Leawood, KS, 66211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Captrust
March 2023 - Present · 3 yrs 2 mos
Capfinancial Securities, LLC.Broker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
CBIZ Investment Advisory Services, LLC
September 2019 - February 2023 · 3 yrs 5 mos
CBIZ Retirement Plan Advisory Services
November 2016 - February 2023 · 6 yrs 3 mos
CBIZ Financial Solutions, INC.Broker
October 2009 - February 2023 · 13 yrs 4 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.