Paul Waller is a registered investment advisor, based in Town and Country, MO, with 15 years of industry experience.
Location
12977 N Forty Dr, Ste 214, Town and Country, MO, 63141
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.
August 2022 - Present · 3 yrs 9 mos
Sanctuary Advisors, LLC
August 2022 - Present · 3 yrs 9 mos
Sanctuary Securities, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2013 - September 2022 · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
February 2011 - September 2022 · 11 yrs 7 mos
State Registrations22 states
AZCACOFLGAIAILINMAMEMIMONCNJNYOHORPASCTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.