JR
JR
Jeffrey Ratti
15 Years of Experience
Bellevue, WA
1 DisclosureBroker
Jeffrey Ratti is a registered investment advisor at Charles Schwab & CO., INC., based in Bellevue, WA, with 15 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11100 NE 8th St., Suite 250, Bellevue, WA, 98004-4465
Get directionsHistory
Regulatory History (1)
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Criminal
August 2006Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs 4 mos
Charles Schwab & CO., INC.Broker
May 2020 - Present · 6 yrs 4 mos
Previous Registrations
TD Ameritrade, INC.Broker
April 2018 - April 2020 · 2 yrs
TD Ameritrade, INC.
April 2018 - April 2020 · 2 yrs
TD Ameritrade Investment Management, LLC
April 2018 - April 2020 · 2 yrs
Calton & Associates, INC.
October 2014 - November 2016 · 2 yrs 1 mo
Calton & Associates, INC.Broker
October 2014 - November 2016 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
September 2013 - October 2014 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
September 2013 - October 2014 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - October 2013 · 1 yr
J.P. Morgan Securities LLC
October 2012 - October 2013 · 1 yr
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
February 2009 - April 2010 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
February 2009 - April 2010 · 1 yr 2 mos
State Registrations17 states
AZCACOFLIDILMAMDMIMNNYORTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.