JR
JR
Jeffrey Ratti
16 Years of Experience
Bellevue, WA
1 DisclosureBroker
Jeffrey Ratti is a registered investment advisor at Charles Schwab & CO., INC., based in Bellevue, WA, with 16 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
11100 NE 8th St., Suite 250, Bellevue, WA, 98004-4465
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2006Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
TD Ameritrade, INC.Broker
April 2018 - April 2020 · 2 yrs
TD Ameritrade, INC.
April 2018 - April 2020 · 2 yrs
TD Ameritrade Investment Management, LLC
April 2018 - April 2020 · 2 yrs
Calton & Associates, INC.
October 2014 - November 2016 · 2 yrs 1 mo
Calton & Associates, INC.Broker
October 2014 - November 2016 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
September 2013 - October 2014 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
September 2013 - October 2014 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - October 2013 · 1 yr
J.P. Morgan Securities LLC
October 2012 - October 2013 · 1 yr
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
February 2009 - April 2010 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
February 2009 - April 2010 · 1 yr 2 mos
State Registrations18 states
AZCACOFLIDILMAMDMIMNNVNYORTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Thuong PhamCharles Schwab & CO., INC.
- Mark Silverstein, CFPCharles Schwab & CO., INC.
- Linh Tran, CFPCharles Schwab & CO., INC.
- Christopher Bentley, CFPCharles Schwab & CO., INC.
- Justin Sinnott, CFP, ChFCCharles Schwab & CO., INC.
- Brian CohrtCharles Schwab & CO., INC.