Raymundo Valencia
Raymundo Valencia is a registered investment advisor at LPL Enterprise, LLC, based in Irvine, CA, with 15 years of industry experience. Raymundo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
3333 Michelson Drive, Suite 820, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymundo works as a life, long-term care, and health insurance agent, dedicating all of his time to the sale, review, and maintenance of life products. He also owns Keptinvestor.com, a website domain for investment and insurance marketing, and Valencia Wealth Management LLC, spending minimal time on filing taxes and payroll for the latter.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Csenge Advisory Group, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Securities Service Network, INC.Broker
National Planning CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.