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Jack Shampine

17 Years of Experience
Canton, GA
1 DisclosureBroker

Jack Shampine is a registered investment advisor at LPL Financial LLC, based in Canton, GA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

185 W Main St Ste F, Canton, GA, 30114

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2018
Final
Other Business Activities

Jack operates J. Lyndon Financial, an entity for his LPL business, dedicating full-time hours during securities trading. He also owns J. Lyndon Gallery, an art gallery, spending a few hours per week on it.

Employment History
Current Registrations
LPL Financial LLC
January 2017 - Present · 9 yrs 4 mos
LPL Financial LLCBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan Stanley
February 2013 - January 2017 · 3 yrs 11 mos
Morgan StanleyBroker
February 2013 - January 2017 · 3 yrs 11 mos
Edward Jones
February 2009 - February 2013 · 4 yrs
Edward JonesBroker
February 2009 - February 2013 · 4 yrs
State Registrations10 states
FLGAMINCNVNYOHSCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.