JO
JO

James Ferrell Obrien

16 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,572 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$5K
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Location

101 S 108th Ave, 3rd Floor, Omaha, NE, 68154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jamie assists clients in purchasing life and long-term care insurance policies, as well as fixed and equity index fixed annuities, dedicating about 10-20% of his time to insurance sales. He also works full-time as a Wealth Advisor providing financial planning and asset management, and invests in a medical device supply company, dedicating minimal time.

Employment History
Current Registrations
Wealthplan Investment Management LLC
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - August 2024 · 2 mos
Wealthplan Partners
January 2020 - July 2024 · 4 yrs 6 mos
Securities America, INC.Broker
November 2016 - June 2024 · 7 yrs 7 mos
Wealthplan Partners
December 2011 - July 2020 · 8 yrs 7 mos
LPL Financial LLC
February 2010 - January 2012 · 1 yr 11 mos
LPL Financial LLCBroker
February 2010 - November 2016 · 6 yrs 9 mos
Securian Financial Services, INC.
August 2009 - November 2009 · 3 mos
Securian Financial Services, INC.Broker
July 2009 - November 2009 · 4 mos
State Registrations1 state
NE
Advisor
Exams
No exam information available for this advisor.
James Ferrell Obrien - Financial Advisor | TrueAdvisor