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CFP
AH
CFP

Andrew Hall

LPL Financial LLC
17 Years of Experience
Glenview, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Hall is a CFP-designated registered investment advisor at LPL Financial LLC, based in Glenview, IL, with 17 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

234 Waukegan Rd, Glenview, IL, 60025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew sells property and casualty insurance, dedicating minimal time to it. He also has two DBAs for his LPL business, spending about half his time on one and a few hours per week on the other, and is a broker for Legal Shield, spending minimal time.

Employment History
Current Registrations
LPL Financial LLC
August 2016 - Present · 10 yrs 2 mos
LPL Financial LLCBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - September 2016 · 1 yr 8 mos
Msi Financial Services, INC.Broker
January 2015 - September 2016 · 1 yr 8 mos
New England Securities Corporation
January 2009 - January 2015 · 6 yrs
New England SecuritiesBroker
January 2009 - January 2015 · 6 yrs
State Registrations11 states
AZCACOFLGAILINNYSCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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