MR
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Mark Ryan

14 Years of Experience
Phoenix, AZ
Broker

Mark Ryan is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.
November 2023 - August 2025 · 1 yr 9 mos
Cuso Financial Services, L.P.Broker
November 2023 - August 2025 · 1 yr 9 mos
Cadaret, Grant & CO., INC.Broker
November 2023 - August 2025 · 1 yr 9 mos
Next Financial Group, INC.Broker
November 2023 - August 2025 · 1 yr 9 mos
Scf Securities, INC.Broker
November 2023 - August 2025 · 1 yr 9 mos
Western International Securities, INC.Broker
November 2023 - August 2025 · 1 yr 9 mos
Sorrento Pacific Financial, LLCBroker
November 2023 - May 2025 · 1 yr 6 mos
Cuso Financial Services, L.P.
April 2023 - November 2023 · 7 mos
Cuso Financial Services, L.P.Broker
April 2023 - November 2023 · 7 mos
First Financial Equity Corporation
April 2019 - April 2022 · 3 yrs
First Financial Equity CorporationBroker
April 2019 - April 2022 · 3 yrs
Woodbury Financial Services, INC.
August 2018 - March 2019 · 7 mos
Fsc Securities Corporation
August 2018 - March 2019 · 7 mos
Royal Alliance Associates, INC.
August 2018 - March 2019 · 7 mos
Woodbury Financial Services, INC.Broker
July 2018 - March 2019 · 8 mos
Fsc Securities CorporationBroker
July 2018 - March 2019 · 8 mos
Royal Alliance Associates, INC.Broker
July 2018 - March 2019 · 8 mos
Sagepoint Financial, INC.
April 2017 - March 2019 · 1 yr 11 mos
Sagepoint Financial, INC.Broker
April 2017 - March 2019 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2014 - May 2015 · 11 mos
Charles Schwab & CO., INC.Broker
March 2009 - June 2014 · 5 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.