CP
CP

Christopher Matthew Pataky

14 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
4,698 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.70%
$10M+0.50%

Portfolio management fees may be negotiable in limited instances and in CIA’s sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8101 E. Prentice Avenue, Suite 1000, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the owner of CP Sales Services, LLC, a pass-through entity for income from Capital Investment Advisors. He spends no time on this entity during security trading hours, and the entity has no operations.

Employment History
Current Registrations
Capital Investment Advisors, LLC
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - March 2019 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - March 2019 · 1 yr 5 mos
Charles Schwab & CO., INC.
June 2011 - September 2017 · 6 yrs 3 mos
Charles Schwab & CO., INC.Broker
March 2011 - September 2017 · 6 yrs 6 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.