Nixon James
Nixon James is a CFP-designated registered investment advisor at Shepherd Advisor, based in Rancho Cucamonga, CA, with 17 years of industry experience. Nixon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 6 clients with $6.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.75% |
| $25M+ | 0.50% |
Fees are generally negotiable and calculated using a blended tier schedule based on portfolio value on the last business day of the prior billing period.
Fee Estimator
Location
Rancho Cucamonga, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nixon is a managing director at Forsys, a software technology consulting firm, and the head of insurance solutions at Cognicor Technologies Inc, an AI software company. He also works as an insurance agent and is the founder of Aideo LLC, dedicating a few hours per week to each of these roles.
Employment History
Current Registrations
Shepherd Advisor
Previous Registrations
Lexaurum Advisors
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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