TP
TP

Thomas Pierson

11 Years of Experience
West Des Moines, IA
Broker

Thomas Pierson is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2023 - July 2024 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2022 - July 2024 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
December 2017 - January 2020 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
March 2017 - November 2017 · 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2014 · 1 yr 5 mos
Chase Investment Services CORP.Broker
January 2009 - October 2012 · 3 yrs 9 mos
State Registrations37 states
AKAZCACOCTDCDEFLGAHIIAILINKSMAMDMEMIMNMONCNDNENHNJNYOHORSCSDTNTXUTVAVTVirgin IslandsWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Pierson - Financial Advisor | TrueAdvisor