James Cochran is a CFP-designated registered investment advisor, based in Memphis, TN, with 17 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5050 Poplar Avenue, Suite 1522, Memphis, TN, 38157
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an IAR and RIA with Summit Wealth Group, dedicating full-time hours to serving clients. He also provides fixed insurance advice through Fixed Insurance and PKSF, spending minimal time on each. James is also involved with Euart Worldwide, LLC, Summit Advisor Marketing, LLC, and the Tennessee State Parks Conservancy.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Wealth Group
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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